Higher-Ed

Sunday, June 3: Pre-Conference
Breakout Sessions 1:00 – 2:30 pm	P1: Social Media: Improving Communication, Not Losing Control Sarah Carter, VP, Actiance Inc; Jason Boulette, Partner, Boulette& Golden, L.L.P. Learn how more about the risks of enabling social media and the practical steps you can take to limit them; Find out how to you can moderate posts, filter content and archive everything; State and local regulation – we’ll take a look at what’s in place and how you can effectively implement controls to take account for this
	P2: Compliance 101 Sheryl Vacca, CCEP, CHC-F, CHRC, CHPC, Senior Vice President/Chief Compliance & Audit Officer, University of California Lynda Hilliard, CHC Deputy Compliance Officer University of California An in-depth look into the seven elements of an effective compliance program; "How-to's" of designing and implementing an ethics and compliance program from the ground up; A suggested governance structure and program frame-work; Project and program management techniques, systems, tools, etc; Monitoring and follow-up techniques
3:00-5:00	P3: Compliance Officer's Roundtable Joel S. Mayer, Esq., CCEP, Chief Compliance Officer, NJ Higher Education Student Assistance Authority Bring your compliance related questions to this attendee-driven session
	P4: Program Integrity: Juggling and Jeopardy Anna Drummond, Chief Compliance Officer, Chief Privacy Officer, University of Vermont; Robert Roach, University Compliance Officer, New York University; Larry Plutko, Systemwide Compliance Officer, The University of Texas System New area; Planning is critical; Evidencing of effort is critical
5:00-6:30	Welcome Reception

Monday, June 4: Conference
7:00 am – 6:30 pm	Registration Desk
7:15 – 8:15 am	Continental Breakfast (provided)
8:15 – 8:30 am	Opening Remarks
8:30 – 9:30 am	General Session:
9:30 – 10:00 am	Networking Break (Salon AB)
10:00 – 11:30 am	Breakout Sessions
	101: Facebook Compliance - Friending Your Program and Challenges Joel S. Mayer, Esq., CCEP, Chief Compliance Officer, NJ Higher Education Student Assistance Authority Knowledge Is Power (Ignorance is not compliance bliss); Compliance is Alliances (Developing & leveraging internal and external partnerships to strengthen your institution's compliance program); Regulators, Investigators and Prosecutors - Your Unlikely but Powerful Compliance Partners
	102: Compliance Issues on the Global Scene Alveta Knight, Attorney-At-Law, Assistant Legal Counsel and Compliance Officer, The University of Technology Jamaica Complaince in the Caribbean - how to get your insitution in the Caribbean and how to be compliant; Procurement in the Caribbean - how to get your goods and services in these markets; A Caribbean perspective on Higher Education compliance issues
	103: Government Audits, Investigations, and Reviews: The Role of CCO in Responding, and Reporting to the Board/Senior Management Anna Drummond, Chief Compliance Officer, Chief Privacy Officer, University of Vermont; Robert Roach, University Compliance Officer, New York University Achieve consistent and uniform processes and a deliberative approach; Raise awareness of compliance; Diminish risk

11:30 am – 12:45 pm	Networking Luncheon (provided)
12:45 – 2:15 pm	Breakout Sessions
	201: Maximum Efficiency on a Shoestring Budget: Making the Most of What you Have Donna S. McNeely, MBA, CPA, CIA, CIG, CFSA, CGAP, University Ethics Officer, University of Illinois Identifying populations and needs - how to tap internal resources and existing data structures to achieve desired results; Identify existing opportunities and resources within your institution and those of your peers that can be leveraged and utilized collaboratively to achieve end results; Molding programs to reach a diverse population of learners by applying best practices for communicating and establishing rapport with all members of the learner population
	202: Computer Forensics 101 - Proactive Compliance Michael McCartney, CFCE, President, CEO, DIGITS LLC Computer Forensics - Learn about what you can't see on your computer So you think your IT Department can see everything your doing on a computer? - Think again! Proactive Forensics - Learn how to manage and mitigate risk and liability before an ethics violation or litigation arises.
	203: Higher Education Opportunity Act (HEOA): Assessing Compliance at the University of California Peter Cataldo, CCEP, CIA, CFE, Director of Ethics and Compliance, University of California Linda Morris Williams, Associate Chancellor, University of California, Berkeley Describe the HEOA requirements for colleges and universities, including newly issued reporting requirements, and the difference between disclosure and reporting; Outline the challenges faced in a distributed environment, and the consequences for non-compliance and/or inaccurate disclosures; Discuss methods of assessing compliance, including plan development and the use of surveys, assessments and other validation methods.
2:15 – 2:45 pm	Networking Break (Salon AB)
2:45 – 4:15 pm	Breakout Sessions
	301: Ethics at the NIH Bruce Androphy, Esq. Director, NIEHS Ethics Programs. National Institute of Environmental Health Sciences Best practices at NIH; the world's largest research institution. Financial disclosure; just don't file the forms away! Ethics training and more training; it can never be enough!
	302: Intergrated Compliance: Is it Possible in Higher Education? Marti Arvin, CCEP-F, CHC-F, CHRC, CHPC, Chief Compliance Officer, UCLA Health System Why is it so difficult to create an integrated compliance structure in higher ed? What are the pros and cons to an integrated approach? How can you convince your leadership of the right approach for your organization?
	303: Tools for Effective HIPAA Risk Assessment & Mitigation Robin L. Wilcox, CPA, CHC, CCEP, Institutional Compliance Officer, University of Louisville; Marian Hughlett, CHC, CHRC, Privacy Officer, University of Louisville Provides and demonstrates tools for surveying and assessing HIPAA compliance risks and using results to design an audit plan.; Connects HIPAA risk assessments and audit results to an enterprise-wide compliance program.; Demonstrates how to document risk mitigation actions in order to respond to governmental audits/investigations.
4:15 – 4:30 pm	Networking Break (Salon AB)
4:30 – 5:30 pm	General Session: From Prominence to Prison: Why Smart Leaders Do Dumb Things Patrick Kuhse, Speaker, Speaking of Ethics Doing the Right Thing: How to balance your pocketbook with your conscience The 8 critical thinking errors that can wreck a career How to deal with the traumas and dramas of an “Everybody’s Doing It” philosophy

5:30 – 6:30 pm	Networking Reception

Tuesday, June 5: Conference
7:00 am – 4:30 pm	Registration Desk
7:15 – 8:15 am	Continental Breakfast
8:30 – 10:00 am	General Session:
10:00 – 10:30 am	Networking Break
10:30 am – 12:00 pm	Breakout Sessions
	401: Federal Sentencing Guidelines
	402: Can You Hear Me Now? Does Your Compliance Message Have Good Reception? Laura LaCorte, Associate Senior Vice President, Compliance, University of Southern California Learn about one university's approach to integrating ERM in their operations; Share ERM experiences- what has worked and what are the lessons learned; Conduct a mock facilitated ERM survey
	403: Compliance and Ethics Programming for Small Campuses: Leveraging Resources through Effective Communication across Risk Disciplines Mark Meaney, Systemwide Director of Ethics and Compliance, University of California, Office of Ethics, Compliance and Audit Services; Barry Long, Director of Internal Audit and Advisory Services at the University of California at Santa Cruz The unique challenge smaller campuses face in developing and implementing compliance and ethics programs; The advantages smaller campuses have in establishing an organizational framework for identifying, communicating, and managing risks as a function of their compliance and ethics programs; A a demonstration of the “Risk, Compliance and Success Cycle” model in showing how smaller campuses can move from risk identification and assessment to senior management reporting and mitigation
12:00 – 1:15 pm	Networking Lunch
1:15 – 2:45 pm	Breakout Sessions
	501: How to Handle Whistleblower Complaints in Higher Education: What Happens After the Whistle Blows John A. Lohse, JD, Director of Investigations, University of California Judith A. Rosenberg Esq. Principal Investigator, University of California Conducting workplace investigations can be a challenging task in a higher education environment where different processes apply for staff and faculty personnel.; Doing it right requires planning, experience and training, while doing it wrong can leave the institution exposed to litigation, loss of employee effectiveness and moral.; This session will focus on tips & techniques for conducting an effective workplace investigation from the experiences of a large public University.
	502: Online Marketing Compliance and the DOE Regulations: How Lead Generation Has Changed in the Past Year and What the Future Holds Alex Baydin, CEO and Founder, PerformLine A thorough understanding of the available technologies that aid in achieving EDU marketers’ goals of marketing compliance.; How these technologies have evolved in the year since the compliance regulations went into effect and easy steps to ensure each EDU marketer has a sound online compliance program.; What compliance challenges EDU marketers have faced so far in 2012 and what they can anticipate in the coming year.
	503: New Compliance Challenges in Higher Education: Coping with a Hyper-Regulated Environment Higher education in the US--how and why is it so heavily regulated? What are the 3-4 most important new rules and what strategies can be used to comply with them? What policy and compliance challenges does the future promise? Greg Ferenbach, Attorney at Law, DowLohnes PLLC
2:45 – 3:15 pm	Networking Break (Salon AB)
3:15 – 4:30 pm	General Session: Behavioral Ethics: Why Good People do Bad Things Behavioral psychology and ethical behavior It’s hard to be the ethical people we want to be We are the lying liars who tell lies…to ourselves Robert Prentice, Professor of Business Law and Business Ethics in the Business, Government & Society Department, McCombs School of Business, University of Texas

Wednesday, June 6: Post Conference
7:30 – 11:30 am	Registration Desk
7:30 – 8:30 am	Networking Break
Breakout Sessions 8:30 – 11:30 am	W1: Ethics in Higher Education Kimberly Fearney, CCEP, Interim Director of Compliance, Storrs and Regional Campuses, University of Connecticut; Ciarra R. Miles, Corporate Responsibility Regulatory Coordinator, CaroMont Health; Laura M. Schuler, BA, LLB, LLM, ICD.D, President, Schuler Law Group
	W2:
11:30 – 12:30 pm	Lunch (on own)
1:00 – 3:00 pm	CCEP Exam