W1: Compliance 101
, JD, CHC, Partner, Sonnenschein Nath & Rosenthal, LLP
handout
- An in-depth look at effective compliance implementation and the management of ongoing operations
- Provides a thorough understanding of the seven elements and the method to incorporate them into your compliance program
- Provides an opportunity to interact with other compliance professionals to discuss compliance operations
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W2: Compliance Officers Roundtable
, Executive Director of Internal Audit and Institutional Compliance, Stanford
no handout available
Come join other Compliance Officers and Leaders in discussing the hot compliance topics of the day. You will have an opportunity to shape the agenda for our discussion. This is an opportunity to exchange best practices and key challenges. We will have a highly interactive discussion of what is of greatest importance to those of us in the compliance arena. |