Pre-Conference: Audit 101 for Compliance Officers
M. Kevin Robinson, CIA, CFE, Executive Director of Internal Auditing, Auburn University, President of the Association of Colleges and University Auditors

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General Session 1: Catching Up With Our Demands, Successes, and Exposure:
The Need for Ethics, Compliance, and Culture Changes in Colleges and Universities
Marianne M. Jennings, Professor of Legal and Ethical Studies in Business, Arizona State University

The Devil is in the Details: Documentation of Export Controls Compliance
Susan Wyatt Sedwick, Associate Vice President for Research, University of Texas at Austin
Jennifer P. May, JD, Compliance Officer, Office of Research, The University of Missouri
Kay Ellis, Associate Director, Export Controls Officer, Office of Sponsored Projects, The University of Texas at Austin

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Information Security Compliance: Critical Success Factors
Lewis Watkins, Chief Information Security Officer, The University of Texas System

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How to Leverage Current Business Processes in Developing Your Compliance and Ethics Programs
Sheryl Vacca, CHC, CCEP, SVP/Chief Compliance & Audit Officer, Office of the President, University of California
Steven W. Ortquist, JD, CHC, CCEP, Partner, Meade & Roach LLP, Managing Director, Aegis Compliance & Ethics Center
Patrick Schlesinger, Director of Research Compliance, Office of Compliance and Audit, University of California

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Higher Education Ethics & Conflicts of Interest
Bruce A. Androphy, Executive Director, Tennessee Ethics Commission

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Research Safety Issues: Addressing the Peril of “Failure to Report”
Robert Emery, DrPH, Assistant Vice President for Safety, Health, Environment & Risk Management, The University of Texas Health Science Center at Houston; Associate Professor of Occupational Health, The University of Texas School of Public Health

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Auditing and Monitoring
David Crawford, CIA, Audit Manager, The University of Texas at Austin
Mary Cook, Director for Contracts and Institutional Compliance, University of Houston–Downtown

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Technology for Enabling Proactive Compliance
Rory Jaffe, MD, MBA, CHC, Executive Director–Medical Services, University of California Davis

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Building a Conflict of Interest Program
Tom Field, Program Director, Office of Compliance, University of Kansas Medical Center
Robert F. Roach, CCEP, University Compliance Officer, New York University

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General Session 2: Hot Topics
Odell Guyton, Senior Corporate Attorney, Director of Compliance, Microsoft Corporation

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Federal Grants Compliance
Robert J. Kenney, Esq., Hogan & Hartson, LLP
Terry Reeves, CCO, Institutional Compliance Officer, UTMB, Galveston

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Managing Hotlines in Compliance
Ann Mathias, JD, MHSA, Director, Research Policy and Compliance, University of Pittsburgh Medical Center

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Medical and Research Billing
Carole A. Klove, RN, JD, Chief Compliance and Privacy Officer for UCLA Medical Sciences

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Do You Know Who’s Working For You?
Mildred L. Johnson, JD, CPC, Institutional Compliance Officer, Texas Tech University Health Sciences Center
Kim Turner, CPA, Chief Audit Executive, Office of Audit Services, Texas Tech University System

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MI T’s Basic Research Administration Compliance Efforts
Timothy Gordon, Associate Director, MIT
Elvie Mahoney, Audit Manager, MIT
Kallie Firestone, Senior Compliance Specialist, MIT

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The Compliance Role in Investigations
Deborah Biggs, JD, Director of Regulatory Contracting and Business Affairs & Medical School Compliance Officer, University of Michigan Medical School

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Sustaining a Compliance Program
Charles G. Chaffin, CIA, Audit Director and System-Wide Compliance Officer, The University of Texas System
Daniel Roach, Esq., Vice President, Compliance & Audit, Catholic Healthcare West
Sheryl Vacca, CHC, CCEP, SVP/Chief Compliance & Audit Officer, Office of the President, University of California

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Endowment Compliance Issues
Mike Barone, Managing Director, Huron Consulting Group

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General Session 3: Just Because It’s Legal Doesn’t Mean It’s Ethical
Paul Fiorelli, Director, Williams College of Business Center for Business and Social Responsibility, Xavier University

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Research with Human Subjects and Animals: IRB and IACUC Basics
Suzanne M. Rivera, MSW, Assistant Vice President for Research Services, UT Southwestern Medical Center

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Scorecards in the Compliance Program
Daniel Roach, Esq., Vice President, Compliance & Audit, Catholic Healthcare West

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Government Voluntary Disclosures: What Every Compliance Professional Needs to Know
Howard J. Young, Esq., Partner, Sonnenschein Nath & Rosenthal LLP

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Compliance Effectiveness: Using CMS’ Pilot Project as a Guide to Compliance Effectiveness
Lisa Murtha, JD, CHC, Managing Director, Huron Consulting Group

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